How to Set Up an SEC Registered Advisor for Family Offices and Investor Advisory Firm

James Rudolph and Rob Schett from Castfirm willl provide an overview on how they started Castfirm after successful banking careers to service Family Offices and Investors.  This willl include a discussion of the three arms of their business and the regulatory/compliance turnkey firm they are using.  The emphsis will be on strategy to extend careers.  Adele Hogan will provide legal and regualtory SEC best practices insights, time permitting.

Bios

James Rudoph - https://www.linkedin.com/in/james-v-rudolph-0a933970/

Rob Schetty - https://www.linkedin.com/in/rschetty/